Spanking?
Discipline or Abuse?
Why is it
that hitting an animal is called cruelty, hitting an adult is called
battery, and hitting a child is called discipline?
— Anonymous
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The Spanking Case ~
Questions and Answers About Disciplinary Violence ~
News Articles Related to Spanking
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Download State Statutes Relating to
Spanking
as of 2004
IV. The "Spanking Case", allowing you to spank your
children without it being ‘abuse'
[Comment: This case, decided in late 1999, gave the DSS a drastic
setback, when the Massachusetts Supreme Judicial Court ruled that it was not
‘abuse' to spank a child. DSS often ignores this case, and continues take
children away anyhow. However, it gives you a tool to fight back. The very
mention of the Cobble case makes DSS agents grind their teeth.]
DONALD R. COBBLE, JR. vs. COMMISSIONER OF THE DEPARTMENT OF SOCIAL SERVICES.
SJC-08010
SUPREME JUDICIAL COURT OF MASSACHUSETTS
430 Mass. 385; 719 N.E.2d 500; 1999 Mass. LEXIS 683
September 13, 1999, Argued
November 17, 1999, Decided
PRIOR HISTORY: [***1] Suffolk. Civil action commenced in the Superior Court
Department on August 20,1997. The case was heard by John C. Cratsley, J. The
Supreme Judicial Court granted an application for direct appellate review.
DISPOSITION: Vacated and remanded.
CASE SUMMARY
PROCEDURAL POSTURE: Plaintiff appealed from a judgment of the Superior Court
Department, Suffolk (Massachusetts), affirming an administrative
determination by the Department of Social Services that his hitting or
spanking his minor child constituted "abuse," as that term is defined by
statute and regulation. Mass. Gen. Laws ch. 119, § 51A; Mass. Regs. Code
tit. 110, § 2.00 (1996).
OVERVIEW: The department of social services received a report from a school
teacher, made pursuant to Mass. Gen. Laws ch. 119, § 51A, regarding possible
abuse and neglect of plaintiff's son. An investigation was conducted by a
department social worker. The plaintiff admitted to striking the boy on his
buttocks with a leather belt on five or six occasions for disciplinary
purposes. The mother described plaintiff as nonviolent and controlled, and
stated that his disciplining of the boy was never done in anger. The
department supported the report of abuse and neglect against plaintiff and
the boy's mother. The department's decision was affirmed on appeal by the
superior court. Plaintiff appealed. The court held that, on the totality of
the record, the effects of plaintiff's physical discipline on his minor
child did not satisfy the regulatory definitions of physical injury and
abuse.
OUTCOME: Judgment was vacated and remanded. The court held that, on the
totality of the record, the effects of the plaintiff's physical discipline
on his minor child did not satisfy the department of social services'
regulatory definitions of physical injury and abuse.
COUNSEL: Chester Darling for the plaintiff.
Juliana deHaan Rice, Assistant Attorney General, for the defendant.
JUDGES: Present: Marshall, C.J., Abrams, Lynch, Greaney, & Ireland, JJ.
OPINION BY: LYNCH
OPINION: [*385] [**502]
LYNCH, J. The plaintiff appeals from a judgment of a Superior Court judge
affirming an administrative determination by the Department of Social
Services (department), that his hitting or spanking his minor child
constituted "abuse," as that term is defined by statute and regulation. See
G. L. c. 119, § 51A; 110 Code Mass. Regs. § 2.00 (1996). n1 He argues that
the department's decision to support a report of abuse was not adequately
[*386] supported by the factual record. He further contends that the
department's action amounts to an unjustifiable interference by the
Commonwealth with his fundamental rights, under both the United [***2]
States and Massachusetts Constitutions, to the free exercise of his
religious beliefs and privacy in child rearing. We granted the plaintiff's
application for direct appellate review and conclude that the department's
decision was not supported by "substantial evidence" in the administrative
record. We vacate the judgment of the Superior Court without reaching the
constitutional issues.
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n1 It is apparent from the transcripts of the administrative hearing that
all parties mistakenly applied the definition of "abuse" in G. L. c. 119, §
51A, as amended through St. 1992, c. 115, § 1, and accompanying regulations,
which required a showing of "serious physical or emotional injury" (an error
that was repeated in the department's hearing decision and the Superior
Court's memorandum of decision). As the department correctly points out in
its brief, in 1993 the Legislature deleted the reference to "serious" injury
and expanded the definition of "abuse" to encompass conduct "which causes
harm or substantial risk of harm to a child's health or welfare." G. L. c.
119, § 51A, as amended through St. 1993, c. 50, § 23. This discrepancy would
ordinarily result in a remand of the matter to the agency for a new hearing
under the proper statutory standard. Because we conclude that the factual
record in this case is not sufficient to support a finding of abuse under
the correct, more expansive definition, we decide the case on the merits.
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1. Facts. We begin with a summary of relevant facts.
a. The investigation and decision under G. L. c. 119, § 51A. On March 19,
1997, the department received a report from a mandated reporter, a school
teacher, made pursuant to G. L. c. 119, § 51A (51A report), regarding
possible abuse and neglect of a nine year old student, the plaintiff's son.
n2 An investigation was conducted by a department social worker, Rena L.
Ugol, who separately interviewed the reporter, the plaintiff, the boy, the
boy's mother, and two of the boy's physicians. n3
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n2 Persons belonging to a statutorily defined class of mandated reporters
have an affirmative obligation to report to the department when they have
reason to believe that a minor "is suffering physical or emotional injury
resulting from abuse inflicted upon him which causes harm or substantial
risk of harm to the child's health or welfare." G. L. c. 119, § 51A.
Regulations promulgated by the department pursuant to its enforcement
authority, G. L. c. 119, § 51B (8), define "abuse," in pertinent part, as
"the non-accidental commission of any act by a caretaker upon a child under
age 18 which causes, or creates a substantial risk of physical or emotional
injury . . . ." 110 Code Mass. Regs. § 2.00. "Physical injury" is further
defined as, inter alia, "soft tissue swelling or skin bruising depending on
such factors as the child's age, circumstances under which the injury
occurred, and the number and location of bruises." Id. [***4]
n3 On receiving a 51A report of possible abuse or neglect, the department is
required to investigate and, if it has "reasonable cause" to believe the
report, to "support" it and take remedial action, either offering social
services, placing the child in protective custody, or referring the matter
to the district attorney for criminal prosecution, depending on the severity
of the abuse. See G. L. c. 119, § 51B; 110 Code Mass. Regs. § 4.32 (2)
(1996). "Reasonable Cause to believe" that abuse has occurred means "a
collection of facts, knowledge or observations which tend to support or are
consistent with the allegations." 110 Code Mass. Regs. § 4.32 (2) (1996).
See Care & Protection of Robert, 408 Mass. 52, 63, 556 N.E.2d 993 (1990)
("reasonable cause" serves a "threshold function" and means "known or
suspected instances of child abuse and neglect").
A decision to "support" a report means only that the department has reason
to believe that an incident of child abuse or neglect has occurred and that
some caretaker is responsible; it does not constitute a finding with regard
to the identity of the perpetrator. 110 Code Mass. Regs. § 4.32 (2).
Somewhat incongruously, however, the regulations further provide that any
parent of a subject child or "any caretaker who has been identified in the
Department's records as the person believed to be responsible for the abuse
or neglect" has a right to a hearing to challenge the department's decision
to support the report. 110 Code Mass. Regs. § 10.06 (8) (1994).
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[**503] The reporter informed Ugol that there had been no prior concerns
about possible abuse of the boy, but that his parents were separated and in
the process of divorcing and he had lately appeared "more depressed, angry."
Although she believed the accuracy of the boy's reports of physical
punishment, the reporter stated that the boy would "exaggerate sometimes"
and that he might have "perceptual difficulties."
In his interview with Ugol, the plaintiff admitted to striking the boy on
his buttocks with a leather belt on five or six occasions during the
preceding school year. He denied being a "spontaneous spanker," explaining
that he only spanked the boy as punishment for reports of misbehavior at
school. He described the punishment as follows: The plaintiff would have the
boy stand next to him and place his hands on the plaintiff's outstretched
left hand (this latter measure to ensure that the boy would not suffer
injury to his hands by attempting to shield his buttocks from the spanking);
the plaintiff would grasp the belt buckle in his palm and wrap the belt,
which was approximately one and one-half inches wide, around his right hand,
leaving approximately one foot of leather strap [***6] exposed; he would
then hit him on his clothed buttocks once or twice with the strap,
explaining to him that it was punishment for bad behavior and that such
discipline is required by the Bible. At Ugol's request, the plaintiff
demonstrated the force with which he would spank the boy by striking a couch
cushion with the belt. Ugol reported that the belt made a "solid smack." The
plaintiff denied ever having caused any bruising on the boy's buttocks
(although he later admitted that he had never checked for any).
[*388] Both the boy and his mother confirmed much of the plaintiff's
account. The mother described the plaintiff as nonviolent and controlled,
and stated that his disciplining of the boy was never done in anger and
"doesn't escalate" beyond spanking. She reported that, when administering a
spanking, the plaintiff would hug the boy, tell him that he loved him, and
explain that it was punishment for his misconduct. The boy, although
expressing his fear and dislike of the spanking, told Ugol that the
plaintiff "wouldn't hurt me but would spank me." He confirmed that the
spankings were administered as punishment for misbehaving at school, and
stated that the plaintiff would hit him once [***7] or twice (and
occasionally up to five times, if he was "really bad") with a belt on his
fully clothed buttocks, but that the plaintiff "doesn't whack really hard."
Sometimes when the boy expected a spanking, he would put on sweat pants
under his jeans. The boy variously described the physical effects of the
spankings as "red marks" on the skin of his buttocks, as marks that were
"not red red red" but more like "pink," and as "a teeny thing of red .. not
really red." He stated that these [**504] marks would last about ten minutes
and then fade.
The boy's pediatrician, Dr. Joel Solomon, informed Ugol that the boy suffers
from arthrogryposis, a congenital muscle condition which requires him to
wear braces on his back and legs and to undergo regular physical therapy.
When asked by Ugol whether, given the boy's condition, he would have any
special concerns about his being disciplined with a belt, he replied that he
"sure would" and that it "wouldn't help the condition," but he did not
specify any particular harmful effects. He reported never having seen
bruising or other signs of physical abuse on the boy.
Dr. Michael Erlich, the boy's pediatric orthopedist, who examined his "whole
body" every [***8] three to four months, also reported never having seen
bruising or other marks on the boy. He stated his opinion that the boy's
parents, and the plaintiff in particular, were "unbelievably devoted" to the
boy, noting that it was the plaintiff who made sure that the boy performed
all his required physical exercises, without which he would develop muscular
deformities.
On the basis of this investigation, Ugol supported the 51A report of abuse
and neglect against the plaintiff and the boy's mother, concluding that the
plaintiff's use of corporal punishment put the boy "at risk of physical
hurt/harm, and is not acceptable." n4 [*389] Her report acknowledged that
the boy was known to embellish facts, and concluded that the existence of
temporary marks left by the spankings was, therefore, only "possible."
Furthermore, although noting the boy's medical condition, Ugol stated that
it was "unclear" whether this condition created any heightened risk of
physical harm from the spankings. The department's northeast region clinical
review team reviewed and upheld Ugol's decision, and the department offered
the parents access to counselling services on a voluntary basis. When the
parents declined this [***9] offer, the department simply closed the case
and took no further action. n5
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n4 The department's finding of neglect pertained to the boy's mother, and
was predicated on her permitting the boy to visit the plaintiff's home
despite knowing about his method of corporal punishment. Because the boy's
mother did not appeal from this finding, we do not address it further.
n5 Testimony given at the administrative hearing by the department's area
program manager indicated that the department was prepared to take steps to
close the case, but that this had not yet been done. The department's
records indicate this action was taken later that same day, June 12, 1997.
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b. Administrative and judicial review. Pursuant to its regulations, the
department held an administrative hearing at the plaintiff's request to
review Ugol's decision. See 110 Code Mass. Regs. § 10.06 (8) (1994). n6 At
this hearing, Ugol testified that she had not found that the boy had
actually suffered any bruising or swelling as a result of this [***10]
punishment, but agreed that her decision to support the abuse report was
based on her conclusion that "hitting a child with an object, in this case a
belt, puts a child at substantial risk of serious physical injury" or
creates the potential for soft tissue swelling and skin bruising. She
further testified that her decision was not predicated on any heightened
risk of injury created by the boy's medical condition, which was uncertain,
but on her assessment of the risk of injury arising from the nature of the
corporal punishment itself.
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n6 Following administrative review of a challenged decision to support a 51A
report, the hearing officer must determine whether the decision conformed to
the department's policies and regulations and, if it did not, whether it
resulted in substantial prejudice to an aggrieved party. 110 Code Mass.
Regs. §§ 10.05, 10.06 (8) (1994). The challenged decision may be reversed
only if there is no "reasonable basis" in the factual record to support it.
110 Code Mass. Regs. § 10.05. The aggrieved party bears the burden of
proving by a preponderance of the evidence that a reversal is warranted. 110
Code Mass. Regs. § 10.23 (1993).
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[**505] The hearing officer issued detailed findings summarizing the [*390]
evidence we have reviewed above. On the basis of this record, she concluded
that Ugol's decision was in conformity with the department's policies and
regulations, stating, "It is reasonable to believe that hitting a child with
an object in the manner described puts him at substantial risk of physical
injury, such as skin bruising or soft tissue swelling. This constitutes
physical abuse as defined by Department regulations."
The department's decision was subsequently affirmed on appeal by a Superior
Court judge, who ruled that there was "substantial evidence" in the record
to warrant the decision. The judge concluded that any interference with the
plaintiff's religious and parental rights resulting from the department's
decision was justified by the Commonwealth's interest in protecting a minor
child from harm.
2. Discussion.
a. Standard of review. We may set aside the decision of an administrative
agency if it is not supported by substantial evidence. See G. L. c. 30A, §
14 (7) (e); Massachusetts Mun. Wholesale Elec. Co. v. Energy Facilities
Siting Council, 411 Mass. 183, 199, 580 N.E.2d 1028 (1991). [***12]
"Substantial evidence," as defined by statute, is "such evidence as a
reasonable mind might accept as adequate to support a conclusion." G. L. c.
30A, § 1 (6). In conducting this review, we must "give due weight to the
experience, technical competence and specialized knowledge of the agency, as
well as to the discretionary authority conferred upon it," G. L. c. 30A, §
14 (7), and should defer to the agency on questions of fact and reasonable
inferences drawn from the record. Flint v. Commissioner of Pub. Welfare, 412
Mass. 416, 420, 589 N.E.2d 1224 (1992). Significantly, however, that the
record may contain some evidence from which a rational mind might draw an
inference in support of the agency's decision does not dispose of our
inquiry. New Boston Garden Corp. v. Assessors of Boston, 383 Mass. 456, 466,
420 N.E.2d 298 (1981). Rather, to determine whether an agency's decision is
supported by substantial evidence, we examine the entirety of the
administrative record and take into account whatever in the record fairly
detracts from the supporting evidence's weight. See id. See also Daniels v.
Board of Registration in Medicine, 418 Mass. 380, 385-386, 636 N.E.2d 258
(1994). [***13]
b. Substantiality of the evidence. The substantial evidence standard is thus
fairly characterized as a test of rational probability: an agency's
conclusion will fail judicial scrutiny if "the evidence points to no felt or
appreciable probability of the [*391] conclusion or points to an
overwhelming probability of the contrary." New Boston Garden Corp. v.
Assessors of Boston, supra, quoting L.L. Jaffe, Judicial Control of
Administrative Action 598 (1965). Thus conceived, the substantial evidence
test accords an appropriate degree of judicial deference to administrative
decisions, ensuring that an agency's judgment on questions of fact will
enjoy the benefit of the doubt in close cases, but requiring reversal by a
reviewing court if the cumulative weight of the evidence tends substantially
toward opposite inferences. See, e.g., Daniels v. Board of Registration in
Medicine, supra at 386, quoting Arthurs v. Board of Registration in
Medicine, 383 Mass. 299, 304, 418 N.E.2d 1236 (1981) ("as long as there is
substantial evidence to support the findings of the agency, we will not
substitute our views as to the facts" [emphasis added]). [***14]
We do not judge this present case to be a close one. The record contains no
affirmative evidence that the boy ever suffered actual "soft tissue swelling
or skin bruising" as a result of the plaintiff's spankings. n7 The
department argues, however, [**506] that its decision to support the 51A
report was predicated on there being reasonable cause to believe that the
plaintiff's method of disciplining the boy with a belt created a
"substantial risk" that the boy would suffer "soft-tissue injury or
swelling," which "substantial risk" of injury is encompassed by the
statutory and regulatory definition of "abuse." See G. L. c. 119, § 51A; 110
Code Mass. Regs. § 2.00.
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n7 The department states in its brief that the temporary marks left on the
boy's buttocks were "indicative of soft tissue injury" and that the
investigating social worker, Rena Ugol, concluded that these marks indicated
"the possible presence" of soft tissue damage or swelling. These statements
exaggerate the record, however. At the hearing, Ugol testified that she was
unable to determine whether there was in fact any physical injury to the boy
and that her decision to support was, therefore, based on her judgment that,
being hit with a belt "can cause such harm," creates the "potential" for
such harm, and "gives the possibility that there will be the risk of this
kind of injury" (emphasis added).
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We are not persuaded that the factual record lends the weight of probability
to the department's conclusion that a substantial risk of harm was present.
The department's investigator did not observe any physical injuries or marks
attributable to the plaintiff's spankings, nor did the boy's treating
physicians -- one of whom, Dr. Erlich, had examined the boy every three to
four months from birth -- report ever having seen any indicia of inflicted
harm. The only evidence pertinent to the physical [*392] effects of the
punishment are the boy's own statements that the spankings left temporary
red or pink marks on his buttocks that would fade after ten minutes or so.
Such effects do not by themselves justify a conclusion that the boy is at
substantial risk of suffering the sort of injury which the regulations
denote as "abuse." 110 Code Mass. Regs. § 2.00 (1996).
The department argues, however, that its decision to support the 51A report
is rendered reasonable by the totality of the circumstances in this case. It
cites the following factors as supportive of its conclusion that a
substantial risk of harm was present: the regularity of the corporal
punishment; the boy's age and special medical [***16] condition; the
statement by the boy's pediatrician, Dr. Solomon, that the use of a belt
"wouldn't help" the boy's muscular condition; the force the plaintiff used
in striking the boy; the plaintiff's disregard of the boy's physical
well-being, as evidenced by his never having checked to see whether he
caused any marks; and the lack of any indication by the plaintiff that he
would discontinue his practice of disciplining the boy with a belt.
However, the evidence concerning each of these cited factors is at best
inconclusive, and its cumulative weight falls short of the threshold of
substantiality required to affirm the department's decision. We have already
noted that the department's investigator stated in her report, and testified
at the hearing, that her decision to support the 51A report was not
predicated on any additional risk of harm arising from the boy's medical
condition, as the import of this condition was unclear. We note, further,
that Dr. Solomon, although he expressed concern about potential harmful
effects of the punishment on the boy's medical condition, claimed never to
have observed any overt signs of abuse on the boy's body, never identified
precisely what [***17] sort of harmful effects he had in mind, and voiced
his concerns in response to questions from the investigator that (as far as
the record discloses) did not accurately describe the nature of the corporal
punishment but merely referred loosely to the plaintiff's "using a belt to
discipline" the boy, and the boy's being "hit with a belt." Moreover, Dr.
Solomon's concerns were not corroborated by Dr. Erlich, the boy's
orthopedist, who, when asked whether the plaintiff's use of a belt to
discipline the boy posed any particular risks to the boy's condition,
responded that he [*393] did not "see anything there at all." n8 Dr. Erlich
[**507] further remarked on the plaintiff's "devotion" to ensuring that the
boy received proper medical treatment and physical therapy, which we view as
evidence of the plaintiff's genuine concern for his son's physical
well-being.
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n8 We are mindful that it is for the agency, not the reviewing court, to
weigh the credibility of witnesses and resolve factual disputes involving
contradictory testimony. See Seagram Distillers Co. v. Alcoholic Beverages
Control Comm'n, 401 Mass. 713, 721, 519 N.E.2d 276 (1988). Nevertheless,
under the substantial evidence test, we may disregard supporting testimony
that cannot reasonably form the basis of impartial, reasoned judgment. See
New Boston Garden Corp. v. Assessors of Boston, 383 Mass. 456, 467-468, 420
N.E.2d 298 (1981), citing NLRB v. Pittsburgh S.S. Co., 337 U.S. 656, 660, 93
L. Ed. 1602, 69 S. Ct. 1283 (1949). We conclude that Dr. Solomon's
expressions of concern were too indefinite and, in light of his own and Dr.
Erlich's statements regarding the absence of any observable injuries, overly
speculative to form the basis of a rational inference that the spanking
created a substantial risk of physical injury, as defined by statute and
regulation.
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As to the allegation that the plaintiff spanked the boy with great frequency
and excessive force, the only pertinent evidence in the record is the
plaintiff's uncontroverted statements that he had spanked the boy five or
six times during the preceding seven-month period, the investigator's report
that the plaintiff's demonstration on a sofa cushion of the force he used on
the boy made "a solid smack," and the boy's own report of temporary red or
pink marks on his buttocks. This evidence, without more, does not make
reasonably probable the department's conclusion that "soft tissue swelling
or skin bruising" was substantially likely to result from the plaintiff's
method of corporal punishment.
With respect to the department's argument that the plaintiff's unwillingness
to abandon his method of corporal punishment is a factor tending to support
its conclusion that the boy is at "substantial risk" of physical harm, we
note that there is no affirmative statement by the plaintiff in the record
regarding his future intentions.
Furthermore, we must remark on what seems to us as an anomaly in the
department's handling of this case. When the parents declined to participate
in counselling on [***19] a voluntary basis, the department closed the case.
The department's regulations require closure of a supported case when a
family that is the subject of a supported 51A report refuses further
services and there are no grounds for either legal action or a new 51A
report. See 110 Code Mass. Regs. §§ 9.02, 9.04 (1994). The commentary to §
9.04, provides that a decision to [*394] "support and close" is especially
appropriate where a supported report of abuse "does not necessarily mean
that a child is at ongoing risk" of suffering future abuse. 110 Code Mass.
Regs.
§ 9.04. n9 Thus the department's decision to close the case -- a decision
which, if we are guided by the department's own commentary to its
regulations, must have been based on the determination that there is no
ongoing risk that the child will suffer further abuse -- surely undercuts
the reasonableness of its prior decision that the boy was at substantial
risk of suffering harm in the future if the plaintiff persisted in his
method of corporal punishment. Indeed, the department's willingness to close
this case further confirms that its decision to support the abuse report in
the first place was not founded on rational inferences [***20] drawn from
the factual record.
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n9 The second type of case discussed in the commentary, where the family
that is the subject of a supported 51A report "has disappeared" and cannot
be located by the department, is not relevant here. See 110 Code Mass. Regs.
§ 9.04 commentary (2) (1994).
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The department argues, however, that it is obligated to support a report of
abuse if there is "reasonable cause" to believe that abuse has occurred, and
points out that this evidentiary threshold, as defined by regulation and
case law, is a minimal one requiring a "relatively low degree of accuracy."
n10 But where, as in this case, there is no substantiated claim of actual
physical injury, a finding of abuse must be predicated on there being
reasonable cause to believe that there is a substantial risk that [**508]
such injury will occur; i.e., there must be "a collection of facts,
knowledge or observations which tend to support or are consistent with the
allegations" that a substantial risk of injury is present. See 110 Code
Mass. [***21] Regs. § 4.32. We conclude that the record does not support a
rational inference that a substantial risk of physical injury, as defined by
regulation, was present and, therefore, that the department lacked
reasonable cause to believe that it was.
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n10 See note 3, supra.
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Finally, the department urges us to defer to the clinical experience and
trained judgment of its social worker and not to disturb its findings on
questions of fact. However, we have repeatedly held that, while an agency is
free to evaluate the evidence in the record in light of its expertise, it
cannot rely on this expertise as a substitute for substantial evidence to
support its decisions. See Daniels v. Board of Registration of Medicine, 418
Mass. 380, 389, [*395] 636 N.E.2d 258 (1994), and cases cited. Moreover, the
principle of judicial deference to agency judgments on factual issues does
not require us to abdicate our responsibility, pursuant to the State
Administrative Procedure Act, to review the sufficiency of the factual
[***22] record. See G. L. c. 30A, § 14 (7) (e), (f). Judicial deference to
an agency's adjudicatory determinations is founded on a recognition of the
important role of the administrative agency in the governmental process and
a proper respect for the Legislature's decision to empower an agency with
regulatory and discretionary authority. See A. Cella, Administrative Law and
Practice § 1576 (1986). But this rationale for judicial deference ceases to
apply where, as in this case, we conclude that the agency has failed to
adhere to its own statutory mandate and regulatory framework by making a
decision without sufficient evidentiary support. In such cases, we are
required by the State Administrative Procedure Act to correct the agency's
judgment by means of our own. See G. L. c. 30A, § 14 (7).
3. Conclusion. The department's regulations, promulgated pursuant to
authority expressly granted by the Legislature, see G. L. c. 119, § 51B (8),
clearly draw a line between permissible physical discipline and prohibited
abuse, specifying the types of physical injuries which may not be inflicted
on children and, [***23] consistent with the statute, defining abuse as
nonaccidental conduct that actually inflicts these injuries or creates the
substantial risk that they will result. See 110 Code Mass. Regs. § 2.00.
Today, we conclude only that, on the totality of the record presented in
this case, the effects of the plaintiff's physical discipline on his minor
child did not satisfy the department's own regulatory definitions of
physical injury and abuse. However, a method of corporal punishment similar
to the plaintiff's could, in different circumstances, rise to a level of
severity that would result in the actual infliction of impermissible
injuries or, alternatively, warrant a rational inference that it posed a
substantial risk that such injuries would result. In these circumstances,
this conduct would, at the least, justify the department to support a 51A
report of abuse.
The department's decision to support a 51A report of abuse in this case was
not supported by substantial evidence on the administrative record, and must
be set aside. See G. L. c. 30A, § 14 (7). Because we resolve this case under
the State Administrative Procedure Act, we do not reach or express an
opinion [***24] on the plaintiff's constitutional claims.
[*396] The judgment is vacated. The case is remanded to the Superior Court
where a judgment will be entered vacating the department's decision and
ordering the department to notify the plaintiff and any other person, public
or private, to whom it conveyed information of its decision, that the 51A
report of abuse on his minor son has not been supported.
So ordered.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Disciplining young children is one of the
key jobs of any parent - most people would have no trouble agreeing with
that. But whether or not that discipline should include spanking or other
forms of
corporal
punishment is a far trickier issue.
The
American Academy of Pediatrics
(AAP) does not endorse spanking for any reason, citing its lack of long-term
effectiveness as a behavior-changing tactic. Instead the AAP supports
strategies such as "time-outs" when children misbehave, which focus on
getting kids to reflect on their behavior and the consequences of their
actions. Still, as many parents can attest, few responses bring about the
immediate interruption of a full-blown tantrum like a swift whack to the
bottom.
(See pictures of the evolution of the college dorm.)
Now researchers at
Tulane
University provide the strongest evidence
yet against the use of spanking: of the nearly 2,500 youngsters in the
study, those who were spanked more frequently at age 3 were more likely to
be aggressive by age 5. The research supports earlier work on the pitfalls
of corporal punishment, including a study by
Duke
University researchers that revealed that
infants who were spanked at 12 months scored lower on
cognitive
tests at age 3.
"I'm excited by the idea that there is now
some nice hard data that can back up clinicians when they share their
caution with parents against using corporal punishment," says Dr. Jayne
Singer, clinical director of the child and parent program at Children's
Hospital Boston, who was not involved in the study.
(Read "Should Kids Be Bribed to Do Well in School?")
Led by Catherine Taylor, the Tulane
study was the first to control simultaneously for variables that are most
likely to confound the association between spanking and later
aggressive behavior. The
researchers accounted for factors such as acts of neglect by the mother,
violence or aggression between the parents, maternal stress and depression,
the mother's use of alcohol and drugs, and even whether the mother
considered abortion while pregnant with the child.
Each of these factors contributed to
children's aggressive behavior at age 5, but they could not explain all of
the violent tendencies at that age. Further, the positive connection between
spanking and aggression remained strong, even after these factors had been
accounted for.
"The odds of a child being more
aggressive at age 5 if he had been spanked more than twice in the month
before the study began increased by 50%," says Taylor. And because her group
also accounted for varying levels of
natural aggression in children,
the researchers are confident that "it's not just that children who are more
aggressive are more likely to be spanked."
What the study, published Monday in the
journal Pediatrics, shows is that outside of the most obvious factors
that may influence violent behavior in children, spanking remains a strong
predictor. "This study controls for the most common
risk
factors that people tend to think of as
being associated with aggression," says Singer. "This adds more credence,
more data and more strength to the argument against using
corporal punishment."
Among the mothers who were studied, nearly
half (45.6%) reported no spanking in the previous month; 27.9% reported
spanking once or twice; and 26.5% reported spanking more than twice.
Compared with children who were not hit, those who were spanked were more
likely to be defiant, demand immediate satisfaction of their wants and
needs, get frustrated easily, have temper tantrums and lash out physically
against others.
The reason for that, says Singer, may
be that spanking instills fear rather than understanding. Even if a child
were to stop his screaming tantrum when spanked, that doesn't mean he
understands why he shouldn't be acting out in the first place. What's more,
spanking models
aggressive behavior as a
solution to problems.
For children to understand what and why they
have done something wrong, it may take repeated efforts on the parent's
part, using time-outs - a strategy that typically involves denying the child
any attention, praise or interaction with parents for a specified period of
time (that is, the parents ignore the child). These quiet times force
children to calm down and learn to think about their emotions, rather than
acting out on them blindly.
Spanking may stop a child from misbehaving in
the short term, but it becomes less and less effective with repeated use,
according to the AAP; it also makes discipline more difficult as the child
gets older and outgrows spanking. As the latest study shows, investing the
time early on to teach a child why his behavior is wrong may translate to a
more self-aware and in-control youngster in the long run.
Actually, the conversation of to spank or not to spank will go on and on… But for the record, here is a court case labeled “Spanking? Discipline or Abuse”, one may want to review: http://www.nfpcar.org/eBook/Spanking.htm